Learning Content > Banking & Finance > IntuitionKnow-How

Regulation & Compliance

Global Financial Regulation

  • Regulation An Introduction
  • Banking Regulation An Introduction
  • Markets Regulation An Introduction
  • Financial Authorities (US) Federal Reserve
  • Financial Authorities (US) SEC
  • Financial Authorities (US) CFTC
  • Financial Authorities (UK) PRA & FCA
  • Financial Authorities (UK) Bank of England
  • Financial Authorities (Europe) ECB
  • Financial Authorities (Europe) ESFS
  • Financial Authorities (Japan)
  • Financial Authorities (Hong Kong)
  • Financial Authorities (Singapore)
  • Financial Authorities (China)
  • Financial Authorities (Australia)

Basel Framework

  • Basel III An Introduction
  • Basel III Pillar 1 & Capital Adequacy
  • Basel III Measurement Approaches
  • Basel III Liquidity & Leverage
  • Basel III Pillar 2 & ICAAP
  • Basel III Pillar 3 & Risk Reporting

Global Compliance (2025)

  • Anti Money Laundering (AML) (2025)
  • Trade Based Money Laundering (TBML) (2025)
  • Sanctions (2025)
  • Fraud (2025)
  • Cybercrime (2025)
  • Conflicts of Interest (2025)
  • Ethics, Culture, & Conduct (2025)
  • Anti Bribery & Corruption (2025)
  • Data Protection (2025)
  • GDPR (2025)
  • Modern Slavery (2025)

US Regulation

  • Dodd Frank Act
  • Volcker Rule
  • FATCA
  • US Anti Money Laundering (AML)
  • Foreign Corrupt Practices Act (FCPA)

European Regulation

  • MiFID II/MiFIR – Primer
  • MiFID II/MiFIR – Key Requirements
  • EMIR
  • UCITS
  • AIFM Directive
  • CSDR
  • PRIIPs
  • Insurance Distribution Directive (IDD)
  • Solvency II
  • Europe Anti-Money Laundering (AML)
  • Market Abuse (Europe)

UK Regulation

  • UK Anti-Money Laundering (AML) (2024)
  • UK Conduct Regime
  • Senior Managers & Individual Accountability (SM&CR)
  • UK Market Abuse
  • UK Anti-Bribery & Corruption (ABC)
  • UK CASS Regime
  • Consumer Duty

Irish Regulation

  • Ireland Anti-Money Laundering (AML)
  • Ireland Anti-Bribery & Corruption (ABC)
  • Market Abuse (Ireland)
  • Individual Accountability Framework (IAF)
  • Conduct Standards (Ireland)

Singapore Regulation

  • Singapore Anti-Money Laundering (AML) (2024)
  • Singapore Personal Data Protection Act (PDPA)
  • Singapore Prevention of Corruption Act (PCA)

Other Regulation/Compliance

  • Hong Kong Anti-Money Laundering (AML) (2024)
  • Japan Anti-Money Laundering (AML)
  • UAE Anti-Money Laundering (AML)
  • Kingdom of Bahrain Anti-Money Laundering (AML)
  • Ghana Anti-Money Laundering (AML)
  • Sapin II

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